Every Compliance & Audit product we track
Compliance tools produce the evidence that a broker met their obligations: the Best Interests Duty reasoning, the documents relied on, and a timestamped trail of what happened when. They are judged on whether the record survives an aggregator audit without manual reconstruction.
The ranking
How we rank →The ranking
Nothing in Compliance & Audit has been ranked
A product is ordered on this page once it has been run in a real account against the published criteria, with a verdict signed and dated by the person who ran it. Nothing in this category has cleared that.
- The criteria are published in full and weighted before testing starts
- A verdict carries the tester’s name and the date it was run
- Every product we track in the category is listed on the comparison page